<img height="1" width="1" style="display:none" src="https://www.facebook.com/tr?id=344516612961109&amp;ev=PageView&amp;noscript=1">
I'm a North Carolina business that would like to raise money.

 

 

What to expect as an issuer:

Stage 1 – Pre-Filing

  • Evaluate available funding options
  • Assess costs associated with each
  • Solicit service providers

Stage 2 – Notice of Intrastate Claim of Exemption (NCE) Filing

  • Decide to either file a NCE-LPO (up to $250,000) or NCE (up to $2 million)

Requirements include:

  • Non-refundable $150 filing fee
  • Disclosure document (see 18 NCAC 06A .2010 for requirements)
  • Escrow agreement (see 18 NCAC 06A .2019 for requirements)
  • Attestations (see 18 NCAC 06A .2008 for requirements)

Copies of agreements with all supporting entities including: 

  • Crowdfunding services provider
  • Funding portal
  • Broker-dealer
  • Escrow agent
  • Marketing consultant
  • Attorney
  • CPA
  • Names and titles of persons engaged in the offer or sale of the issuer’s securities
  • Names and titles of persons who will serve as the investor contact person(s) for the issuer

Stage 3 – Pre-Fundraising

  • Collect financial statements
  • Develop business plan
  • Develop marketing campaign
  • Produce promotional content 
  • Build website/platform or provide information to funding portal
  • Engage your crowd

Stage 4 – Fundraising Campaign

  • Launch digital marketing campaign to existing contacts
  • Launch communication efforts through partners and affiliates
  • Execute all other approved promotional channels to present your offering to potential investors

Stage 5 – Post-Fundraising

  • Submit an offering report upon completion
  • Provide quarterly reports to investors (until no securities are outstanding)

While these steps may seem complicated, there are definitive benefits to using the FundingStack™ portal to handle the entire process – from organizing your offering and filing your exemption to post-fundraising reporting.

 

Interested in starting a campaign for your company? Get in touch to learn more.

Banner Image.png

News & Articles


Crowdfunding Opportunities for Women in Business

A big 'thank you’ to Juan Garzon, Paige Connelly, and the rest of the StartCharlotte team for featuring our INVESTinNC event at Bold Missy Brewery in ...

Investment Crowdfunding Campaign Designed Specifically For Women Entrepreneurs in North Carolina

We are incredibly excited to announce the launch of our next investment crowdfunding campaign, the Woman-Owned 6-Pack! This exclusive group is specifi...

Investment Crowdfunding: Helping Bridge the Funding Gap for Existing Businesses

Back in 2010, as the CEO of a seven year-old software company, I decided to move from Boston to Wilmington, NC. We had Fortune 500 customers, a steady...

Investment Crowdfunding in North Carolina

At INVESTinNC our mission is to educate small business owners and investors in North Carolina about investment crowdfunding opportunities. A question ...